Compliance Officer/MLRO

The vacancy is posted on behalf of a company with whom we have an established business relationship/Ищем специалиста для компании, с которой у нас установлены деловые отношения (Regulated Entity under AIFC Laws)

Role Overview

The Compliance Officer/Money Laundering Reporting Officer (MLRO) ensures the firm's adherence to regulatory requirements under the Astana International Financial Centre (AIFC) laws. The role encompasses regulatory compliance, AML/CFT oversight, and fostering a culture of integrity within the firm's Managing Investments and Collective Investment Scheme operations.

Key Responsibilities

Compliance Management:

• Develop and maintain the compliance framework in alignment with AIFC regulations.
• Ensure timely regulatory filings and act as the primary liaison with the AIFC regulator.
• Conduct compliance audits, risk assessments, and staff training on regulatory obligations.
• Serve as the primary liaison with the AIFC regulator, responding to inquiries, submitting periodic reports, and ensuring timely regulatory filings.

AML/CFT Oversight:

• Implement and manage the AML/CFT framework, including customer due diligence and suspicious activity reporting.
• Monitor compliance with AIFC AML laws and ensure timely updates to policies and procedures.

Governance and Reporting:

• Report compliance and AML matters to the Board, including risk assessments and internal controls.
• Maintain records of compliance activities and regulatory interactions.

Risk Alignment:

• Collaborate with the Risk Manager to identify and mitigate regulatory risks.
• Develop controls and monitoring tools to mitigate compliance and AML risks across all operational functions.

Qualifications and Skills

• Bachelor’s degree in law, finance, or a related field; professional certifications (e.g., ICA, ACAMS) preferred.
• Minimum 3 years of compliance/AML experience in financial services.
• Strong knowledge of AIFC regulations and investment management practices.
• Excellent analytical, communication, and stakeholder management skills.